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Our compliance procedure means we only deal with HNW individuals and investment professionals who are exempt as set out in Article 14 of the UK Financial Services and Markets Act 2001 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001.

The funds referred to on this website are unregulated collective investment schemes within the meaning of Section 235 of the UK Financial Services & Markets Act 2000. As such they are not regulated by the UK Financial Conduct Authority or any other regulatory authority. Lion Asset Management and Carlyle and Day are restricted by Section 21 and by Section 238 of the Act respectively and can only promote the Funds to certain categories of person.

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